Expert Advice

© 2019 Integrity Compliance Consulting, Inc.  All Rights Reserved

Note: Integrity Compliance Consulting, Inc. does not provide investment advice, tax advice or legal advice. is a division of Integrity Compliance Consulting, Inc.  With more than 15 years experience in Compliance and Law, owner David Millar has been assisting registered investment advisers with the registration process, as well as how to set up and maintain properly functioning compliance departments. As a team, we not only help you start up your RIA, we help prepare you for success by working closely with each client, every step of the way.     

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"In an industry of "can'ts", Dave Millar has shown us how easy "can" can be.  From registration with regulatory agencies to audit practices and procedures, has proven that none of this needs to be as overwhelming as our industry makes it.  I can say that my practice would not be where it is without Dave. "

Jeff U.
State RIA - Indiana

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Client Support


We register investment advisers and help them run effective compliance programs.