"Dave has consistently impressed us - his response time, sound advice, and ability to provide solutions to our complex needs have quickly made him a trusted part of our team"

Tim R.

SEC Advisor - Indiana

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We register investment advisers and help them run effective compliance programs.

Our Basic Goals are to help you eliminate the headaches of getting registered and understanding your compliance duties. Many consulting companies set up new RIAs to fail, simply because they file the paper work and move on to the next client. Integrity Compliance Consulting and Easy-RIA.com takes the time to personally connect with each client and prepares new RIAs for a long prosperous future as a successful registered investment adviser.  

Affordable - Not only do we provide you with exceptional service. We package most of our services so you can leverage your dollars to their fullest, as well as, refuse to nickel and dime you when answering phone calls, e-mails, and/ or providing you with simple updates.  

Compliant - With all packages we provide the latest information about the regulatory environment.  We do this by providing you with this essential information as we strive to keep you updated and on the right path.  
‚ÄčWe are based on four principles:

Simple - We know you are anxious to start collecting assets for your firm. We want the registration process to be as simple and painless as possible.  Once you receive our questionnaire, simply take the time to fill out, return it and we will take care of everything else.  

Quality - We provide more than just high quality service.  We prepare and customize high quality documents, including full written supervisory policies and procedures manuals, privacy policies, investment advisory contracts, and much more.