"I have had the pleasure of working with Dave since summer of 2009. I came to Dave through a mutual Investment Adviser. Dave has provided excellent information while guiding me through the State filing requirements for my "Firm". Dave's knowledge and experience with Investment Advisers has proven to be a great asset for my Firm.. I retain Dave's services daily to ensure that I meet and comply with the State of Alabama Securities Commission requirements, as they may appear. Dave has become a good friend in the Financial Industry and I would not have acquired the Registered Investment Adviser Firm without him. "
State RIA - Alabama
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We are continually asked what the benefits are to setting up and running an RIA. While it is a completely independent choice and one we cannot make for you, there are substantial benefits to running and RIA. For Example: