"In an industry of "cants", Dave Millar has shown us how easy "can" can be.  From registration with regulatory agencies to audit practices and procedures, Easy-RIA.com has proven that none of this needs to be as overwhelming as our industry makes it.  I can say that my practice would not be where it is without Dave. "


Jeff U.

State RIA - Indiana

Registration

State RIA Package - $2197.00
  • Entitlement Paperwork
  • ADV Part 1
  • ADV Part 2A
  • ADV Part 2B - for One Representative
  • Additional State Filing Documents
  • Filing in Home State
  • Investment Advisory Contract
  • Privacy Policy Statement
  • Policies & Procedures/Compliance Manual
  • Business Continuity Plan/Disaster Recovery Plan
  • Information Security Policy
  • Post Registration Compliance Training Tailored to Home State


SEC RIA Package - $2697.00
  • Entitlement Paperwork
  • ADV Part 1
  • ADV Part 2A
  • ADV Part 2B - One Representative
  • Additional State Filing Documents
  • Filing in Home State
  • Investment Advisory Contract
  • Privacy Policy Statement
  • Policies & Procedures / Compliance Manual
  • Risk Matrix
  • Business Continuity Plan / Disaster Recovery Plan
  • Information Security Policy
  • Post Registration Compliance Training to Include SECs Latest Hot Topics
On Going Compliance

We offer on going compliance programs customized to the Firm's type of business and registration. Please call for details at 1-800-785-5860



Simple. Quality. Affordable. Compliant.